4//SEC Filing
LAWHON WILLIE D JR 4
Accession 0001181431-11-038299
CIK 0000898171other
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 4:43 PM ET
Size
12.3 KB
Accession
0001181431-11-038299
Insider Transaction Report
Form 4
LAWHON WILLIE D JR
Pres/CEO Bank of Stanly
Transactions
- Award
Common Stock (See Footnote 1)
2011-06-27+685.56→ 6,068.048 total
Holdings
- 562
Common Stock (Held jointly with Spouse)
- 29,851
Stock Options (Right to Purchase)
Exercise: $4.61From: 2003-11-19Exp: 2012-11-18→ Common Stock (29,851 underlying) - 800
Common Stock (See Footnote 3)
- 121(indirect: By Self As Custodian for Grandson)
Common Stock (Held by Self as Custodian for Grandson)
Footnotes (5)
- [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Willie D. Lawhon, Jr.
- [F2]Shares granted to Willie D. Lawhon, Jr., by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Willie D. Lawhon, Jr., by Uwharrie Capital Corp on 06-27-2011 as of 12-31-2010.
- [F3]Held by Cede & Co., Depository for Pershing Safekeeper for Willie D. Lawhon, Jr.
- [F4]Incentive Stock Options granted 11-19-2002 vest in five equal annual installments beginning 11-19-2003.
- [F5]The Uwharrie Capital Corp Employee Stock Ownership Plan purchased shares at various prices for participants throughout the year.
Documents
- 4rrd315167.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
- EX-99.rrd282670_319101.htm
RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS
Issuer
UWHARRIE CAPITAL CORP
CIK 0000898171
Entity typeother
Related Parties
1- filerCIK 0001255638
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 4:43 PM ET
- Size
- 12.3 KB