4//SEC Filing
Duffey Brendan P 4
Accession 0001181431-11-038316
CIK 0000898171other
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 5:15 PM ET
Size
10.9 KB
Accession
0001181431-11-038316
Insider Transaction Report
Form 4
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
- Award
Common Stock (See Footnote 1)
2011-06-27+1,097.319→ 8,188.754 total
Holdings
- 80,133
Stock Options (Right to Purchase)
Exercise: $5.35From: 2005-05-19Exp: 2014-05-19→ Common Stock (80,133 underlying) - 1,091
Common Stock (Held jointly with Spouse)
Footnotes (4)
- [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Brendan P. Duffey
- [F2]Shares granted to Brendan P. Duffey by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Brendan P. Duffey by Uwharrie Capital Corp on 06-27-2011 as of 12-31-2010.
- [F3]Incentive Stock Options with date of grant 05-19-2004 vest in five equal annual installments beginning 05-19-2005.
- [F4]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
Documents
- 4rrd315145.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
- EX-99.rrd282650_319080.htm
RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS
Issuer
UWHARRIE CAPITAL CORP
CIK 0000898171
Entity typeother
Related Parties
1- filerCIK 0001294500
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 5:15 PM ET
- Size
- 10.9 KB