4//SEC Filing
BAUMER JOHN M 4
Accession 0001181431-11-038340
CIK 0000084129other
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 9:26 PM ET
Size
9.7 KB
Accession
0001181431-11-038340
Insider Transaction Report
Form 4
BAUMER JOHN M
Director
Transactions
- Award
Common Stock
2011-06-23+76,923→ 76,923 total
Holdings
- 29,831,758.76(indirect: See footnote)
6% Series H Cumulative Convertible Pay-In-Kind Preferred Stk
→ Common Stock (29,831,758.76 underlying) - 120.1(indirect: See footnote)
7% Series G Cumulative Convertible Pay-In-Kind Preferred Stk
→ Common Stock (120.1 underlying)
Footnotes (9)
- [F1]Not applicable.
- [F2]Acquired pursuant to a grant of Restricted Stock Units ("RSUs") which vest over three years: 80% vest on June 23, 2012, 10% vest on June 23, 2013, and 10% vest on June 23, 2014.
- [F3]Granted as compensation for services.
- [F4]The shares reported on this row are held by Mr. Baumer for the benefit of Green Equity Investors III, L.P. ("GEI III") and Green Equity Investors Side III, L.P. ("GEI Side III"), with the underlying shares to be delivered when Mr. Baumer leaves the Issuer's board of directors.
- [F5]The Series G Preferred Stock had a Liquidation Preference value of $100.00 per share when acquired, and an initial conversion ratio of 18.18:1, which represented a Common Stock share price of $5.50. The conversion ratio is subject to adjustment for accrued but unpaid dividends at the time of conversion.
- [F6]Immediately.
- [F7]Not applicable.
- [F8]GEI III and GEI Side III are the direct owners of the shares reported herein. Mr. Baumer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI III and GEI Side III. Mr. Baumer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F9]The Series H Preferred Stock had a Liquidation Preference value of $100.00 per share when acquired, and an initial conversion ratio of 18.18:1, which represented a Common Stock share price of $5.50. The conversion ratio is subject to adjustment for accrued but unpaid dividends at the time of conversion.
Documents
Issuer
RITE AID CORP
CIK 0000084129
Entity typeother
Related Parties
1- filerCIK 0001243584
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 9:26 PM ET
- Size
- 9.7 KB