4//SEC Filing
Makula David 4
Accession 0001181431-11-038549
CIK 0001171759other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 9:27 PM ET
Size
11.0 KB
Accession
0001181431-11-038549
Insider Transaction Report
Form 4
Oak Street Capital SPV 1 LP
10% Owner
Transactions
- Award
Common Stock
2011-06-24+1,872→ 675,235 total(indirect: See footnotes)
Oak Street Capital Management, LLC
10% Owner
Transactions
- Award
Common Stock
2011-06-24+1,872→ 675,235 total(indirect: See footnotes)
Oak Street Capital Master Fund, Ltd.
10% Owner
Transactions
- Award
Common Stock
2011-06-24+1,872→ 675,235 total(indirect: See footnotes)
Makula David
10% Owner
Transactions
- Award
Common Stock
2011-06-24+1,872→ 675,235 total(indirect: See footnotes)
Footnotes (4)
- [F1]Represents a grant of restricted stock units under the issuer's Second Amended and Restated 2007 Equity Incentive Plan. Each restricted stock unit, once vested, will entitle the reporting person to receive one share of the issuer's common stock ("Shares"). The units are scheduled to vest, and the shares underlying the units will be distributed, in three equal installments on the first, second and third anniversaries of the date of grant,unless earlier per to the terms of the award agreement.
- [F2]Mr. Makula is a member of the issuer's board of directors. Oak Street Capital Management, LLC ("Capital Management") is the general partner of Oak Street Capital SPV 1 LP ("SPV Fund") and the sole investment manager of Oak Street Capital Master Fund, Ltd. ("Master Fund"). The principal business of Capital Management is serving as the investment manager of the SPV Fund, the Master Fund and various managed accounts (the "Oak Street Accounts"). Mr. Makula is the sole manager and sole member of Capital Management. Capital Management, the SPV Fund, the Master Fund and Mr. Makula shall be referred to herein as the "Reporting Persons."
- [F3]As of June 24, 2011, Capital Management had an indirect pecuniary interest in 672,966 Shares, which consisted of (i) 394,423 Shares directly held by the SPV Fund; (ii) 261,335 Shares directly held by the Master Fund; and (iii) 17,208 Shares directly held by other Oak Street Accounts. As of June 24, 2011, Mr. Makula had a pecuniary interest in 675,235 Shares, which consisted of (i) a direct pecuniary interest in 2,269 restricted stock units directly held by him, including those discussed in footnote 1 of this statement; and (ii) an indirect pecuniary interest in the 672,966 Shares in which Capital Management had a direct pecuniary interest.
- [F4]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Documents
Issuer
RED ROBIN GOURMET BURGERS INC
CIK 0001171759
Entity typeother
Related Parties
1- filerCIK 0001508046
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 9:27 PM ET
- Size
- 11.0 KB