AULT LEE A III 4
4 · ANWORTH MORTGAGE ASSET CORP · Filed Jul 5, 2011
Insider Transaction Report
Form 4
AULT LEE A III
Director
Transactions
- Award
Restricted Stock Unit
2011-07-01+2,000→ 6,000 total→ Common Stock (2,000 underlying)
Holdings
- 42,000
Common Stock
- 12,100
Stock Option (right to buy)
Exercise: $13.80From: 2004-05-01Exp: 2013-05-01→ Common Stock (12,100 underlying) - 10,000
Stock Option (right to buy)
Exercise: $11.25From: 2003-10-14Exp: 2012-10-14→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]1-for-1.
- [F2]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
- [F3]Granted to the reporting person in consideration for their continued service on the board of directors.