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4//SEC Filing

Garthwaite John R. 4

Accession 0001181431-11-039659

CIK 0001370914other

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 3:03 PM ET

Size

10.3 KB

Accession

0001181431-11-039659

Insider Transaction Report

Form 4
Period: 2011-06-30
Garthwaite John R.
EVP-Chief Financial Officer
Transactions
  • Other

    Common Stock Warrant (right to buy)

    2011-06-30$0.01/sh+12,500$12512,500 total
    Exercise: $0.01From: 2011-06-30Exp: 2012-03-31Common Stock (12,500 underlying)
  • Purchase

    Series C Convertible Preferred Stock

    2011-06-30$1000.00/sh+10$10,0000 total
Holdings
  • Options

    Exercise: $16.50From: 2008-12-31Exp: 2016-12-15Common Stock (7,500 underlying)
    7,500
  • Options

    Exercise: $15.00From: 2008-12-31Exp: 2016-12-07Common Stock (15,000 underlying)
    15,000
  • Common Stock

    21,696
Footnotes (2)
  • [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  • [F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.

Issuer

Florida Bank Group, Inc.

CIK 0001370914

Entity typeother

Related Parties

1
  • filerCIK 0001474726

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 3:03 PM ET
Size
10.3 KB