Rothman Robert 4

4 · Florida Bank Group, Inc. · Filed Jul 5, 2011

Form 4

Period: 2011-06-30

DirectorChairman and CEO10% Owner

Transactions

Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+262$262,000→ 0 total(indirect: By Trust)
Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+1,214$1,214,000→ 0 total(indirect: By Trust)
Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+1,517,500$15,175→ 1,517,500 total(indirect: By Trust)
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (1,517,500 underlying)
Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+327,500$3,275→ 327,500 total(indirect: By Trust)
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (327,500 underlying)

Holdings

Common Stock
(indirect: By Trust)
250,000
Options
Exercise: $16.50From: 2008-12-31Exp: 2017-01-11→ Common Stock (100,000 underlying)
100,000
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying)
7,500
Common Stock
(indirect: By Trust)
3,697,435

Footnotes (7)

[F1]Beneficial ownership disclaimed
[F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F3]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F4]Beneficial ownership disclaimed
[F5]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F6]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F7]Beneficial ownership disclaimed

Documents

1 file