4//SEC Filing
Rothman Robert 4
Accession 0001181431-11-039676
CIK 0001370914other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 3:25 PM ET
Size
16.2 KB
Accession
0001181431-11-039676
Insider Transaction Report
Form 4
Rothman Robert
DirectorChairman and CEO10% Owner
Transactions
- Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+262$262,000→ 0 total(indirect: By Trust) - Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+1,214$1,214,000→ 0 total(indirect: By Trust) - Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+1,517,500$15,175→ 1,517,500 total(indirect: By Trust)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (1,517,500 underlying) - Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+327,500$3,275→ 327,500 total(indirect: By Trust)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (327,500 underlying)
Holdings
- 250,000(indirect: By Trust)
Common Stock
- 100,000
Options
Exercise: $16.50From: 2008-12-31Exp: 2017-01-11→ Common Stock (100,000 underlying) - 7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying) - 3,697,435(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Beneficial ownership disclaimed
- [F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F3]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F4]Beneficial ownership disclaimed
- [F5]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F6]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F7]Beneficial ownership disclaimed
Documents
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001342366
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 3:25 PM ET
- Size
- 16.2 KB