4//SEC Filing
Johan Paul C. 4
Accession 0001181431-11-039677
CIK 0001370914other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 3:27 PM ET
Size
14.6 KB
Accession
0001181431-11-039677
Insider Transaction Report
Form 4
Johan Paul C.
Director
Transactions
- Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+103,750$1,038→ 103,750 total(indirect: By Ballast Point Ventures, L.P.)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (103,750 underlying) - Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+4$4,000→ 0 total(indirect: By Ballast Point Ventures, EF, L.P.) - Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+83$83,000→ 0 total(indirect: By Ballast Point Ventures, L.P.) - Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+5,000$50→ 5,000 total(indirect: By Ballant Point Ventures, EF, L.P.)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (5,000 underlying)
Holdings
- 12,667(indirect: By Ballast Point Ventures, EF, L.P.)
Common Stock
- 7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying) - 236,890(indirect: By Ballast Point Ventures, L.P.)
Common Stock
Footnotes (4)
- [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F3]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
Documents
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001475417
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 3:27 PM ET
- Size
- 14.6 KB