Fowler N. Troy 4

4 · Florida Bank Group, Inc. · Filed Jul 5, 2011

Form 4

Period: 2011-06-30

Director

Transactions

Purchase
Series C Convertible Preferred Stock
[F1]
2011-06-30$1000.00/sh+15$15,000→ 0 total
Purchase
Series C Convertible Preferred Stock
[F3][F4]
2011-06-30$1000.00/sh+6$6,000→ 0 total
Other
Common Stock Warrant (right to buy)
[F2]
2011-06-30$0.01/sh+18,750$188→ 18,750 total
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (18,750 underlying)
Other
Common Stock Warrant (right to buy)
[F6][F5]
2011-06-30$0.01/sh+7,500$75→ 7,500 total
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (7,500 underlying)

Holdings

Common Stock
57,396
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying)
7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2018-06-01→ Common Stock (7,500 underlying)
7,500

Footnotes (6)

[F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F3]Held Jointly With Spouse
[F4]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F5]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F6]Held Jointly With Spouse

Signature

N. Troy Fowler|2011-06-30

Documents

1 file