Home/Filings/4/0001181431-11-039683
4//SEC Filing

Fowler N. Troy 4

Accession 0001181431-11-039683

CIK 0001370914other

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 3:33 PM ET

Size

14.5 KB

Accession

0001181431-11-039683

Insider Transaction Report

Form 4
Period: 2011-06-30
Transactions
  • Other

    Common Stock Warrant (right to buy)

    2011-06-30$0.01/sh+18,750$18818,750 total
    Exercise: $0.01From: 2011-06-30Exp: 2012-03-31Common Stock (18,750 underlying)
  • Purchase

    Series C Convertible Preferred Stock

    2011-06-30$1000.00/sh+6$6,0000 total
  • Other

    Common Stock Warrant (right to buy)

    2011-06-30$0.01/sh+7,500$757,500 total
    Exercise: $0.01From: 2011-06-30Exp: 2012-03-31Common Stock (7,500 underlying)
  • Purchase

    Series C Convertible Preferred Stock

    2011-06-30$1000.00/sh+15$15,0000 total
Holdings
  • Options

    Exercise: $16.50From: 2008-12-31Exp: 2016-12-15Common Stock (7,500 underlying)
    7,500
  • Common Stock

    57,396
Footnotes (6)
  • [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  • [F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
  • [F3]Held Jointly With Spouse
  • [F4]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  • [F5]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
  • [F6]Held Jointly With Spouse

Issuer

Florida Bank Group, Inc.

CIK 0001370914

Entity typeother

Related Parties

1
  • filerCIK 0001475594

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 3:33 PM ET
Size
14.5 KB