4//SEC Filing
Smithson Lisa 4
Accession 0001181431-11-039687
CIK 0001370914other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 3:38 PM ET
Size
14.2 KB
Accession
0001181431-11-039687
Insider Transaction Report
Form 4
Smithson Lisa
Director
Transactions
- Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+1$1,000→ 0 total - Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+1,250$13→ 1,250 totalExercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (1,250 underlying) - Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+11,250$113→ 11,250 total(indirect: By Trust)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (11,250 underlying) - Purchase
Serices C Convertible Preferred Stock
2011-06-30$9000.00/sh+9$81,000→ 0 total(indirect: By Trust)
Holdings
- 7,500
Option
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying) - 9,002(indirect: By Trust)
Common Stock
- 756
Common Stock
Footnotes (4)
- [F1](1) The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F3](1) The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
Documents
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001475695
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 3:38 PM ET
- Size
- 14.2 KB