4//SEC Filing
COOL JONATHAN 4
Accession 0001181431-11-040340
CIK 0001239819other
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 7:06 PM ET
Size
8.8 KB
Accession
0001181431-11-040340
Insider Transaction Report
Form 4
COOL JONATHAN
DirectorActing President and COO
Transactions
- Award
Common Stock
2011-07-01$1.65/sh+6,060$9,999→ 30,940 total - Award
Common Stock
2011-07-01$1.65/sh+1,515$2,500→ 32,455 total - Award
Common Stock
2011-07-01$1.65/sh+1,515.15$2,500→ 33,970 total
Footnotes (3)
- [F1]This grant was made pursuant to the issuer's non-employee director compensation policy. The Reporting Person was awarded an annual retainer of $10,000 and elected to receive the retainer in restricted stock of the issuer's common stock. The amount of restricted stock awarded was equal to $10,000 divided by $1.65, the closing price of the issuer's common stock on the NASDAQ Capital Market on the date of grant, July 1, 2011.
- [F2]The stock is issued pursuant to the issuer's non-employee director compensation policy. The Reporting Person earned $2,500 in director fees for the quarter ended June 30, 2011. The number of shares of stock is equal to $2,500 divided by $1.65, the closing price of the issuer's common stock on July 1, 2011, the first trading day of the quarter following the quarter for which such fees were earned, which reporting person elected to receive in stock units.
- [F3]The stock units were issued pursuant to the issuer's non-employee director compensation policy. Represents $2,500 awarded to the Reporting person as a retainer for his service as chairman of the Strategy Committee of the Board of Directors for the period from July 1, 2011 to September 30, 2011. The Reporting Person has elected to receive such retainer in stock units. The number of stock units is equal to $2,500 divided by $1.65, the closing price of the issuer's common stock on July 1, 2011.
Documents
Issuer
LUNA INNOVATIONS INC
CIK 0001239819
Entity typeother
Related Parties
1- filerCIK 0001286339
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 7:06 PM ET
- Size
- 8.8 KB