4//SEC Filing
ODDI DAVID 4
Accession 0001181431-11-042685
CIK 0001423542other
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 7:42 PM ET
Size
19.6 KB
Accession
0001181431-11-042685
Insider Transaction Report
Form 4
SKULLCANDY, INC.SKUL
GOODE SKULLCANDY HOLDINGS, LLC
10% Owner
Transactions
- Conversion
COMMON STOCK
2011-07-25+3,218,432→ 3,237,417 total - Conversion
Series C Preferred Stock
2011-07-25−18,985→ 0 total→ Common Stock (18,985 underlying) - Sale
COMMON STOCK
2011-07-25$18.60/sh−1,079,134$20,071,892→ 2,158,283 total - Conversion
COMMON STOCK
2011-07-25+18,985→ 18,985 total - Conversion
Convertible Secured Promissory Note
2011-07-25−3,218,432→ 0 total→ Common Stock (3,218,432 underlying)
ODDI DAVID
10% Owner
Transactions
- Conversion
COMMON STOCK
2011-07-25+3,218,432→ 3,237,417 total - Conversion
Convertible Secured Promissory Note
2011-07-25−3,218,432→ 0 total→ Common Stock (3,218,432 underlying) - Conversion
COMMON STOCK
2011-07-25+18,985→ 18,985 total - Conversion
Series C Preferred Stock
2011-07-25−18,985→ 0 total→ Common Stock (18,985 underlying) - Sale
COMMON STOCK
2011-07-25$18.60/sh−1,079,134$20,071,892→ 2,158,283 total
GOODE INVESTORS I LLC
10% Owner
Transactions
- Conversion
COMMON STOCK
2011-07-25+3,218,432→ 3,237,417 total - Conversion
COMMON STOCK
2011-07-25+18,985→ 18,985 total - Conversion
Series C Preferred Stock
2011-07-25−18,985→ 0 total→ Common Stock (18,985 underlying) - Conversion
Convertible Secured Promissory Note
2011-07-25−3,218,432→ 0 total→ Common Stock (3,218,432 underlying) - Sale
COMMON STOCK
2011-07-25$18.60/sh−1,079,134$20,071,892→ 2,158,283 total
FERREIRA JOSE JR
10% Owner
Transactions
- Conversion
Series C Preferred Stock
2011-07-25−18,985→ 0 total→ Common Stock (18,985 underlying) - Conversion
COMMON STOCK
2011-07-25+3,218,432→ 3,237,417 total - Conversion
COMMON STOCK
2011-07-25+18,985→ 18,985 total - Conversion
Convertible Secured Promissory Note
2011-07-25−3,218,432→ 0 total→ Common Stock (3,218,432 underlying) - Sale
COMMON STOCK
2011-07-25$18.60/sh−1,079,134$20,071,892→ 2,158,283 total
GOODE PARTNERS CONSUMER FUND I L P
10% Owner
Transactions
- Conversion
COMMON STOCK
2011-07-25+3,218,432→ 3,237,417 total - Conversion
Series C Preferred Stock
2011-07-25−18,985→ 0 total→ Common Stock (18,985 underlying) - Sale
COMMON STOCK
2011-07-25$18.60/sh−1,079,134$20,071,892→ 2,158,283 total - Conversion
Convertible Secured Promissory Note
2011-07-25−3,218,432→ 0 total→ Common Stock (3,218,432 underlying) - Conversion
COMMON STOCK
2011-07-25+18,985→ 18,985 total
Footnotes (5)
- [F1]The Series C Preferred Stock had no expiration date and converted into the Issuers common stock on a 1 for 1.199 basis upon the closing of the Issuer's initial public offering. The number of shares indicated herein reflects the conversion ratio.
- [F2]Represents shares held directly by Goode Skullcandy Holdings LLC.
- [F3]Goode Investors I LLC ("GP I"), is the general partner of Goode Partners Consumer Fund I, L.P. ("GPCF I"). GPCF I is the managing member of Goode Skullcandy Holdings LLC ("Holdings LLC"), which directly holds the securities reported herein. Jose Ferreira, Jr. and David Oddi are managing directors and members of GP I. Messrs. Ferreira and Oddi and GP I and GPCF I (collectively, the "Goode Entities") may be deemed to indirectly beneficially own the shares held by Holdings LLC because of their affiliation with the Goode Entities but disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.
- [F4]The Convertible Secured Promissory Note (the "Note"), issued in favor of Goode Skullcandy Holdings LLC, had a maturity date of 11/28/2013. The Note converted into the Issuer's common stock at the closing of the Issuer's initial public offering pursuant to the provisions of the Note. Based upon a conversion price of $7.72 per share, subject to adjustment as provided pursuant to the provisions of the Note. The number of shares indicated herein reflects the conversion ratio.
- [F5]Represents the public offering price of $20.00 per common share less the underwriter's discount of $1.40 per common share.
Documents
Issuer
SKULLCANDY, INC.
CIK 0001423542
Entity typeother
Related Parties
1- filerCIK 0001256947
Filing Metadata
- Form type
- 4
- Filed
- Jul 26, 8:00 PM ET
- Accepted
- Jul 27, 7:42 PM ET
- Size
- 19.6 KB