Rothman Robert 4

4 · Florida Bank Group, Inc. · Filed Aug 4, 2011

Form 4

Period: 2011-08-03

DirectorChairman and CEO10% Owner

Transactions

Exercise/Conversion
Common Stock
2011-08-03$0.01/sh+1,517,500$15,175→ 1,517,500 total(indirect: By Trust)
Exercise/Conversion
Common Stock Warrant (right to buy)
2011-08-03−1,517,500→ 0 total(indirect: By Trust)
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (1,517,500 underlying)
Exercise/Conversion
Common Stock
2011-08-03$0.01/sh+327,500$3,275→ 327,500 total(indirect: By Trust)
Exercise/Conversion
Common Stock Warrant (right to buy)
2011-08-03−327,500→ 0 total(indirect: By Trust)
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (327,500 underlying)

Holdings

Serices C Convertible Preferred Stock
(indirect: By Trust)
1,214
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying)
7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2017-01-11→ Common Stock (100,000 underlying)
100,000
Common Stock
(indirect: By Trust)
3,697,435
Series C Convertible Preferred Stock
(indirect: By Trust)
262
Common Stock
(indirect: By Trust)
250,000

Footnotes (10)

[F1]Beneficial ownership disclaimed
[F10]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share
[F2]Beneficial ownership disclaimed
[F3]Non-transferrable stock purchase warrants exercised
[F4]Non-transferrable stock purchase warrants exercised
[F5]Beneficial ownership disclaimed
[F6]Beneficial ownership disclaimed
[F7]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's articles of Incorporation, as amended.
[F8]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's articles of Incorporation, as amended.
[F9]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share

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