Roday Leon E 4
4 · GENWORTH FINANCIAL INC · Filed Aug 10, 2011
Insider Transaction Report
Form 4
Roday Leon E
SVP, Gen. Counsel & Secretary
Transactions
- Tax Payment
Class A Common Stock
2011-08-09$6.04/sh−669$4,041→ 18,188 total - Exercise/Conversion
Restricted Stock Units
2011-08-09−2,075→ 0 total→ Class A Common Stock (2,075 underlying) - Exercise/Conversion
Class A Common Stock
2011-08-09+2,075→ 18,857 total
Holdings
- 10(indirect: By Trust)
Class A Common Stock
- 10(indirect: By Trust)
Class A Common Stock
- 38,000(indirect: By GRAT)
Class A Common Stock
Footnotes (3)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]On September 2, 2010, the reporting person contributed 38,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT).
- [F3]Restricted Stock Units reported on this Form 4 vested and converted to Class A Common Stock on 8/09/2011.