Home/Filings/4/0001181431-11-044828
4//SEC Filing

Roday Leon E 4

Accession 0001181431-11-044828

CIK 0001276520other

Filed

Aug 9, 8:00 PM ET

Accepted

Aug 10, 4:09 PM ET

Size

10.3 KB

Accession

0001181431-11-044828

Insider Transaction Report

Form 4
Period: 2011-08-09
Roday Leon E
SVP, Gen. Counsel & Secretary
Transactions
  • Tax Payment

    Class A Common Stock

    2011-08-09$6.04/sh669$4,04118,188 total
  • Exercise/Conversion

    Restricted Stock Units

    2011-08-092,0750 total
    Class A Common Stock (2,075 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2011-08-09+2,07518,857 total
Holdings
  • Class A Common Stock

    (indirect: By Trust)
    10
  • Class A Common Stock

    (indirect: By Trust)
    10
  • Class A Common Stock

    (indirect: By GRAT)
    38,000
Footnotes (3)
  • [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
  • [F2]On September 2, 2010, the reporting person contributed 38,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT).
  • [F3]Restricted Stock Units reported on this Form 4 vested and converted to Class A Common Stock on 8/09/2011.

Issuer

GENWORTH FINANCIAL INC

CIK 0001276520

Entity typeother

Related Parties

1
  • filerCIK 0001290509

Filing Metadata

Form type
4
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 4:09 PM ET
Size
10.3 KB