4//SEC Filing
Makula David 4
Accession 0001181431-11-046167
CIK 0001171759other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 6:43 PM ET
Size
13.8 KB
Accession
0001181431-11-046167
Insider Transaction Report
Form 4
Oak Street Capital Master Fund, Ltd.
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-08-17$33.01/sh−8,388$276,888→ 651,447 total(indirect: See footnotes) - Disposition to Issuer
Common Stock
2011-08-16$34.11/sh−15,400$525,294→ 659,835 total(indirect: See footnotes)
Oak Street Capital Management, LLC
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-08-16$34.11/sh−15,400$525,294→ 659,835 total(indirect: See footnotes) - Disposition to Issuer
Common Stock
2011-08-17$33.01/sh−8,388$276,888→ 651,447 total(indirect: See footnotes)
Oak Street Capital SPV 1 LP
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-08-16$34.11/sh−15,400$525,294→ 659,835 total(indirect: See footnotes) - Disposition to Issuer
Common Stock
2011-08-17$33.01/sh−8,388$276,888→ 651,447 total(indirect: See footnotes)
Makula David
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-08-16$34.11/sh−15,400$525,294→ 659,835 total(indirect: See footnotes) - Disposition to Issuer
Common Stock
2011-08-17$33.01/sh−8,388$276,888→ 651,447 total(indirect: See footnotes)
Footnotes (6)
- [F1]Mr. Makula is a member of the issuer's board of directors. Oak Street Capital Management, LLC ("Capital Management") is the general partner of Oak Street Capital SPV 1 LP ("SPV Fund") and the sole investment manager of Oak Street Capital Master Fund, Ltd. ("Master Fund"). The principal business of Capital Management is serving as the investment manager of the SPV Fund, the Master Fund and various managed accounts (the "Oak Street Accounts"). Mr. Makula is the sole manager and sole member of Capital Management. Capital Management, the SPV Fund, the Master Fund and Mr. Makula shall be referred to herein as the "Reporting Persons."
- [F2]As of August 16, 2011, Capital Management had an indirect pecuniary interest in 657,566 Shares, which consisted of (i) 382,276 Shares directly held by the SPV Fund; (ii) 258,310 Shares directly held by the Master Fund; and (iii) 16,980 Shares directly held by other Oak Street Accounts. As of August 16, 2011, Mr. Makula had a pecuniary interest in 659,835 Shares, which consisted of (i) a direct pecuniary interest in 2,269 restricted stock units directly held by him under the issuer's Amended and Restated 2007 Performance Incentive Plan; and (ii) an indirect pecuniary interest in the 657,566 Shares in which Capital Management had a direct pecuniary interest.
- [F3]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- [F4]The price reported is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $33.74 to $34.615, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote.
- [F5]As of August 17, 2011, Capital Management had an indirect pecuniary interest in 649,178 Shares, which consisted of (i) 375,659 Shares directly held by the SPV Fund; (ii) 256,663 Shares directly held by the Master Fund; and (iii) 16,856 Shares directly held by other Oak Street Accounts. As of August 17, 2011, Mr. Makula had a pecuniary interest in 651,447 Shares, which consisted of (i) a direct pecuniary interest in 2,269 restricted stock units directly held by him under the issuer's Amended and Restated 2007 Performance Incentive Plan; and (ii) an indirect pecuniary interest in the 649,178 Shares in which Capital Management had a direct pecuniary interest.
- [F6]The price reported is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $33.00 to $33.06, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
RED ROBIN GOURMET BURGERS INC
CIK 0001171759
Entity typeother
Related Parties
1- filerCIK 0001508046
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 6:43 PM ET
- Size
- 13.8 KB