4//SEC Filing
Makula David 4
Accession 0001181431-11-046369
CIK 0001171759other
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 6:57 PM ET
Size
10.6 KB
Accession
0001181431-11-046369
Insider Transaction Report
Form 4
Oak Street Capital Master Fund, Ltd.
10% Owner
Transactions
- Other
Common Stock
2011-08-19−375,659→ 275,788 total(indirect: See footnotes)
Makula David
10% Owner
Transactions
- Other
Common Stock
2011-08-19−375,659→ 275,788 total(indirect: See footnotes)
Oak Street Capital SPV 1 LP
10% Owner
Transactions
- Other
Common Stock
2011-08-19−375,659→ 275,788 total(indirect: See footnotes)
Oak Street Capital Management, LLC
10% Owner
Transactions
- Other
Common Stock
2011-08-19−375,659→ 275,788 total(indirect: See footnotes)
Footnotes (4)
- [F1]Mr. Makula is a member of the issuer's board of directors. Oak Street Capital Management, LLC ("Capital Management") is the general partner of Oak Street Capital SPV 1 LP ("SPV Fund") and the sole investment manager of Oak Street Capital Master Fund, Ltd. ("Master Fund"). The principal business of Capital Management is serving as the investment manager of the SPV Fund, the Master Fund and various managed accounts (the "Oak Street Accounts"). Mr. Makula is the sole manager and sole member of Capital Management. Capital Management, the SPV Fund, the Master Fund and Mr. Makula shall be referred to herein as the "Reporting Persons."
- [F2]As of August 19, 2011, Capital Management had an indirect pecuniary interest in 273,519 Shares, which consisted of (i) 256,663 Shares directly held by the Master Fund and (ii) 16,856 Shares directly held by other Oak Street Accounts. As of August 19, 2011, Mr. Makula had a pecuniary interest in 275,788 Shares, which consisted of (i) a direct pecuniary interest in 2,269 restricted stock units directly held by him under the issuer's Second Amended and Restated 2007 Performance Incentive Plan; and (ii) an indirect pecuniary interest in the 273,519 Shares in which Capital Management had an indirect pecuniary interest.
- [F3]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- [F4]On August 19, 2011, SPV Fund distributed 375,659 Shares to its investors on a pro rata basis.
Documents
Issuer
RED ROBIN GOURMET BURGERS INC
CIK 0001171759
Entity typeother
Related Parties
1- filerCIK 0001508046
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 6:57 PM ET
- Size
- 10.6 KB