GOODMEN WILLIAM WALTER 4
4 · STAAR SURGICAL CO · Filed Aug 19, 2011
Insider Transaction Report
Form 4
GOODMEN WILLIAM WALTER
Global VP, Human Resources
Transactions
- Exercise/Conversion
Common Stock Options
2011-08-18−12,666→ 37,334 totalExercise: $4.69Exp: 2020-08-15→ Common Stock (16,666 underlying) - Sale
Common Stock
2011-08-18$6.70/sh−12,666$84,862→ 8,500 total - Exercise/Conversion
Common Stock
2011-08-19$4.69/sh+4,000$18,760→ 12,500 total - Exercise/Conversion
Common Stock Options
2011-08-19−4,000→ 33,334 totalExercise: $4.69Exp: 2020-08-15→ Common Stock (4,000 underlying) - Exercise/Conversion
Common Stock
2011-08-18$4.69/sh+12,666$59,404→ 21,166 total - Sale
Common Stock
2011-08-19$6.75/sh−4,000$27,000→ 8,500 total
Footnotes (2)
- [F1]Includes (i) 1,000 restricted shares of common stock, subject to forfeiture and vesting in a single installment on March 2, 2012, and (ii) 7,500 Performance Accelerated Restricted Shares of Common Stock, subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
- [F2]The 50,000 options originally granted first become exercisable as follows: 16,666 shares on 8/16/11, 16,667 shares on 8/16/12 and 16,667 shares on 8/16/13.