PACE DANIEL J 4
4 · AMERIGON INC · Filed Aug 31, 2011
Insider Transaction Report
Form 4
AMERIGON INCARGN
PACE DANIEL J
VP Sales & Marketing
Transactions
- Exercise/Conversion
Common Stock
2011-08-31$2.62/sh−16,667$43,668→ 59,269 total - Sale
Common Stock
2011-08-31$13.50/sh−28,334$382,509→ 30,935 total - Exercise/Conversion
Option to Purchase Common Stock
2011-08-31−11,667→ 0 totalExercise: $8.02From: 2011-06-30Exp: 2018-07-23→ Common Stock (11,667 underlying) - Exercise/Conversion
Common Stock
2011-08-31$8.02/sh+11,667$93,569→ 42,602 total - Exercise/Conversion
Option to Purchase Common Stock
2011-08-31−16,667→ 0 totalExercise: $2.62From: 2011-03-11Exp: 2019-03-11→ Common Stock (16,667 underlying)
Footnotes (1)
- [F1]This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). After giving effect to all of the transactions reported on this Form 4, the Reporting Person owns a total of 16,667 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).