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4//SEC Filing

DUFFY DONALD 4

Accession 0001181431-11-047623

CIK 0000718937other

View on SEC.gov Company Profile

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 9:24 PM ET

Size

36.8 KB

Accession

0001181431-11-047623

Insider Transaction Report

Form 4

Period: 2011-08-29

STAAR SURGICAL COSTAA

Director

Transactions

Exercise/Conversion
Common Stock
2011-08-29$1.92/sh+20,000$38,400→ 35,000 total
Sale
Common Stock
2011-08-29$8.35/sh−1,000$8,353→ 60,574 total
Sale
Common Stock
2011-08-29$8.36/sh−679$5,676→ 59,895 total
Sale
Common Stock
2011-08-29$8.38/sh−50$419→ 58,000 total
Exercise/Conversion
Common Stock Options
2011-08-29−20,000→ 0 total
Exercise: $2.91From: 2009-05-15Exp: 2018-05-14→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock Options
2011-08-29−20,000→ 0 total
Exercise: $4.79From: 2008-05-16Exp: 2017-05-15→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock
2011-08-29$2.91/sh+20,000$58,200→ 55,000 total
Sale
Common Stock
2011-08-29$8.32/sh−12,600$104,832→ 64,474 total
Sale
Common Stock
2011-08-29$8.34/sh−700$5,838→ 62,574 total
Exercise/Conversion
Common Stock
2011-08-29$4.73/sh+20,000$94,600→ 75,000 total
Exercise/Conversion
Common Stock
2011-08-29$4.79/sh+20,000$95,800→ 95,000 total
Sale
Common Stock
2011-08-29$8.28/sh−1,200$9,936→ 83,270 total
Sale
Common Stock
2011-08-29$8.29/sh−3,896$32,298→ 79,374 total
Sale
Common Stock
2011-08-29$8.26/sh−10,130$83,674→ 84,870 total
Sale
Common Stock
2011-08-29$8.27/sh−400$3,308→ 84,470 total
Sale
Common Stock
2011-08-29$8.30/sh−1,500$12,450→ 77,874 total
Sale
Common Stock
2011-08-29$8.31/sh−800$6,648→ 77,074 total
Sale
Common Stock
2011-08-29$8.33/sh−1,200$9,996→ 63,274 total
Sale
Common Stock
2011-08-29$8.35/sh−1,000$8,350→ 61,574 total
Sale
Common Stock
2011-08-29$8.37/sh−1,845$15,443→ 58,050 total
Exercise/Conversion
Common Stock Options
2011-08-29−20,000→ 0 total
Exercise: $4.73From: 2011-05-19Exp: 2020-05-18→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock Options
2011-08-29−20,000→ 0 total
Exercise: $1.92From: 2010-06-11Exp: 2019-06-10→ Common Stock (20,000 underlying)

Footnotes (1)

[F1]Following the reported transactions Mr. Duffy's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 78,000 shares of Common Stock, which includes 20,000 vested stock options. He also holds 20,000 unvested stock options.

Documents

1 file

4
rrd321103.xmlPrimary
FORM 4 D DUFFY

Issuer

STAAR SURGICAL CO

CIK 0000718937

Entity typeother

Related Parties

1

filerCIK 0001236546

Filing Metadata

Form type: 4
Filed: Aug 30, 8:00 PM ET
Accepted: Aug 31, 9:24 PM ET
Size: 36.8 KB

View on SEC.gov