Home/Filings/4/0001181431-11-048704
4//SEC Filing

Graham Packaging Co Inc. 4

Accession 0001181431-11-048704

CIK 0001478085operating

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 4:30 PM ET

Size

17.8 KB

Accession

0001181431-11-048704

Insider Transaction Report

Form 4
Period: 2011-09-08
BURGESS MARK S
DirectorCEO and Director
Transactions
  • Disposition to Issuer

    Options to purchase common stock (right to buy)

    2011-09-08$15.50/sh347,136$5,380,6080 total
    Exercise: $10.00Exp: 2020-02-09Common stock, par value $0.01 per share (347,136 underlying)
  • Award

    Performance-based options to purchase C.S. (right to buy)

    2011-09-08+279,449279,449 total
    Exercise: $6.82Common stock, par value $0.01 per share (279,449 underlying)
  • Disposition to Issuer

    Options to purchase limited partnership units (right to buy)

    2011-09-08$18.68/sh419,362$7,833,6820 total
    Exercise: $6.82Exp: 2016-12-03Limited partnership units (419,362 underlying)
  • Award

    Performance-based options to purchase C.S. (right to buy)

    2011-09-08+189,072189,072 total
    Exercise: $6.64Common stock, par value $0.01 per share (189,072 underlying)
  • Disposition to Issuer

    Performance-based options to purchase C.S. (right to buy)

    2011-09-08$18.86/sh189,072$3,565,8980 total
    Exercise: $6.64Common stock, par value $0.01 per share (189,072 underlying)
  • Disposition to Issuer

    Performance-based options to purchase C.S. (right to buy)

    2011-09-08$18.68/sh279,449$5,220,1070 total
    Exercise: $6.82Common stock, par value $0.01 per share (279,449 underlying)
Footnotes (7)
  • [F1]The Form 4 filed by Mr. Burgess on February 9, 2011 should have listed 419,362 rather than 209,682 options to purchase limited partnership units beneficially owned following the reported transaction in Table II, Item 9.
  • [F2]To the extent not previously vested, fully vested pursuant to the Amended and Restated Agreement and Plan of Merger (the "Holdings Merger Agreement"), dated as of July 15, 2011, among Graham Packaging Company Inc., Graham Packaging Holdings Company, BCP/Graham Holdings L.L.C. (solely for the purposes of Section 3.07 thereof) and GPC Merger LLC.
  • [F3]The limited partnership units of Graham Packaging Holdings Company were, subject to certain restrictions in a Management Limited Partnership Unit Exchange Agreement, exchangeable on a one-for-one basis for shares of Graham Packaging Company Inc. common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
  • [F4]The Form 4 filed by Mr. Burgess on February 9, 2011 should have listed 52,422 rather than 52,420 limited partnership units underlying the options acquired in the reported transaction in Table II, Item 7.
  • [F5]To the extent not previously vested, fully vested pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 17, 2011, among Reynolds Group Holdings Limited, Bucephalas Acquisition Corp. and Graham Packaging Company Inc.
  • [F6]Fully vested based on the multiple of invested capital obtained by Blackstone Capital Partners III Merchant Banking Fund L.P., Blackstone Offshore Capital Partners III L.P. and Blackstone Family Investment Partnership III L.P. when such entities disposed of their common stock pursuant to the Merger Agreement.
  • [F7]Performance-based options either vest or forfeit on their vesting date.

Issuer

Graham Packaging Co Inc.

CIK 0001478085

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001478085

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 4:30 PM ET
Size
17.8 KB