4//SEC Filing
Ungerer Scott B 4
Accession 0001181431-11-049503
CIK 0001372664other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 12:12 PM ET
Size
10.7 KB
Accession
0001181431-11-049503
Insider Transaction Report
Form 4
COMVERGE, INC.COMV
Ungerer Scott B
Director
Transactions
- Other
Common Stock
2011-09-14−77,791→ 0 total(indirect: See Footnote.)
Holdings
- 58,007(indirect: See Footnote.)
Common Stock
- 2,018(indirect: See Footnote.)
Common Stock
- 1,520,654(indirect: See Footnote.)
Common Stock
- 36,014
Common Stock
Footnotes (6)
- [F1]Pro-rata distribution from Enertech Capital Partners L.P. ("ECP") to the partners of ECP.
- [F2]The reportable securities were owned directly by ECP. Mr. Ungerer, a director of the Issuer, together with EnerTech Management, L.P., the general partner of ECP LP, EnerTech Management Company, L.P., the general partner of EnerTech Management L.P., EnerTech Management Company Manager, LLC, the general partner of EnerTech Management Company, L.P., and the other members of the executive board of EnerTech Management Company Manager, LLC, may be deemed to share voting and dispositive power over the shares held by ECP LP. Mr. Ungerer disclaims beneficial ownership of shares held by ECP LP except to the extent of any pecuniary interest therein.
- [F3]The reportable securities are owned directly by EnerTech Capital Partners II L.P. ("ECP II"). Mr. Ungerer, a director of the Issuer, together with ECP II Management LLC, the general partner of ECP II Management L.P., ECP II Management L.P. the general partner of ECP II L.P., and the other members of the executive board of ECP II Management LLC may be deemed to share voting and dispositive power over the shares held by ECP II LP. Mr. Ungerer disclaims beneficial ownership of shares held by ECP II LP except to the extent of any pecuniary interest therein.
- [F4]The reportable securities are owned directly by ECP II Interfund L.P. ("ECP II Interfund"). Mr. Ungerer, a director of the Issuer, together with ECP II Management LLC, the general partner of ECP II Interfund, and the other members of the executive board of ECP II Management LLC may be deemed to share voting and dispositive power over the shares held by ECP II Interfund. Mr. Ungerer disclaims beneficial ownership of shares held by ECP II Interfund except to the extent of any pecuniary interest therein.
- [F5]The reportable securities are owned directly by EnerTech Capital Holding Company L.P. ("ECHC"). Mr. Ungerer, a director of the Issuer, is a member of the executive board of EnerTech Capital Holding Company Manager LLC ("ECHCM"), which is the general partner of ECHC and may be deemed to share voting and dispositive power over the shares held by ECHC with the other members of the executive board and ECHCM. Mr. Ungerer disclaims beneficial ownership of shares held by ECHC except to the extent of any pecuniary interest therein.
- [F6]Mr. Ungerer, a director of the Issuer, is a member of the executive board of EnerTech Capital Holding Company Manager LLC ("ECHCM"), which is the general partner of EnerTech Capital Holding Company, L.P. ("ECHC"). Under ECHC's partnership agreement, Mr. Ungerer is deemed to hold the reported common stock for the benefit of ECHC, which is entitled to hold the shares upon issuance. ECHC may be deemed the indirect beneficial owner of the shares, and Mr. Ungerer may be deemed the indirect beneficial owner of the subject common stock through his indirect interest in ECHC. Mr. Ungerer disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
Documents
Issuer
COMVERGE, INC.
CIK 0001372664
Entity typeother
Related Parties
1- filerCIK 0001292167
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 12:12 PM ET
- Size
- 10.7 KB