4//SEC Filing
ROBARDS THOMAS F 4
Accession 0001181431-11-049787
CIK 0001411342other
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 4:20 PM ET
Size
10.2 KB
Accession
0001181431-11-049787
Insider Transaction Report
Form 4
ROBARDS THOMAS F
Director
Transactions
- Award
LTIP Units
2011-09-15+1,250→ 5,000 total→ Common shares representing ltd liability company interests (1,250 underlying)
Footnotes (2)
- [F1]Represents a separate non-voting class of limited liability company interests ("LTIP Units") of Ellington Financial LLC (the "Company"), which are structured as profits interests. The LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Issuer's 2007 Incentive Plan for Individuals.
- [F2]The 1,250 LTIP Units remain forfeitable, subject to the reporting person's continued service as a member of the board of directors of the Company, until September 14, 2012. Once vested, the LTIP Units may be converted at the election of the holder, into common shares representing limited liability interests of the Company on a one-for-one basis.
Documents
Issuer
Ellington Financial LLC
CIK 0001411342
Entity typeother
Related Parties
1- filerCIK 0001185488
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 4:20 PM ET
- Size
- 10.2 KB