Buchanan Kim P. 4

4 · Florida Bank Group, Inc. · Filed Sep 30, 2011

Form 4

Period: 2011-09-30

DirectorEVP, Chief Operating Officer

Transactions

Exercise/Conversion
Common Stock Warrant (right to buy)
2011-09-22−62,500→ 0 total
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common (62,500 underlying)
Purchase
Series C Convertible Preferred Stock
2011-09-30$1000.00/sh+100$100,000→ 0 total
Exercise/Conversion
Common Stock
2011-09-22$0.01/sh+62,500$625→ 62,500 total
Other
Common Stock Warrant (right to buy)
2011-09-30$0.01/sh+125,000$1,250→ 125,000 total
Exercise: $0.01From: 2011-09-30Exp: 2012-03-31→ Common (125,000 underlying)

Holdings

Common Stock
(indirect: By LLC)
10,000
Series C Convertible Preferred Stock
50
Options
Exercise: $10.00From: 2005-11-22Exp: 2012-11-22→ Common (10,000 underlying)
10,000
Common Stock
61,726
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common (7,500 underlying)
7,500
Options
Exercise: $15.00From: 2008-12-31Exp: 2016-10-07→ Common (15,000 underlying)
15,000

Footnotes (3)

[F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F3]Non-transferrable stock purchase warrant exercised

Documents

1 file