4//SEC Filing
Buchanan Kim P. 4
Accession 0001181431-11-050791
CIK 0001370914other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 11:27 AM ET
Size
16.3 KB
Accession
0001181431-11-050791
Insider Transaction Report
Form 4
Buchanan Kim P.
DirectorEVP, Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock Warrant (right to buy)
2011-09-22−62,500→ 0 totalExercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common (62,500 underlying) - Purchase
Series C Convertible Preferred Stock
2011-09-30$1000.00/sh+100$100,000→ 0 total - Exercise/Conversion
Common Stock
2011-09-22$0.01/sh+62,500$625→ 62,500 total - Other
Common Stock Warrant (right to buy)
2011-09-30$0.01/sh+125,000$1,250→ 125,000 totalExercise: $0.01From: 2011-09-30Exp: 2012-03-31→ Common (125,000 underlying)
Holdings
- 10,000(indirect: By LLC)
Common Stock
- 50
Series C Convertible Preferred Stock
- 10,000
Options
Exercise: $10.00From: 2005-11-22Exp: 2012-11-22→ Common (10,000 underlying) - 61,726
Common Stock
- 7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common (7,500 underlying) - 15,000
Options
Exercise: $15.00From: 2008-12-31Exp: 2016-10-07→ Common (15,000 underlying)
Footnotes (3)
- [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F3]Non-transferrable stock purchase warrant exercised
Documents
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001474163
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 11:27 AM ET
- Size
- 16.3 KB