4//SEC Filing
Gibbs Thomas E. 4
Accession 0001181431-11-050793
CIK 0001370914other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 11:31 AM ET
Size
19.0 KB
Accession
0001181431-11-050793
Insider Transaction Report
Form 4
Gibbs Thomas E.
Director
Transactions
- Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+50$50,000→ 0 total(indirect: By LLC) - Purchase
Series C Convertible Preferred Stock
2011-09-30$1000.00/sh+30$30,000→ 0 total(indirect: By LLC) - Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+200$200,000→ 0 total - Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+250,000$2,500→ 250,000 totalExercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Sock (250,000 underlying) - Other
Common Stock Warrant
2011-06-30$0.01/sh+62,500$625→ 62,500 total(indirect: By LLC)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (62,500 underlying) - Other
Common Stock Warrant
2011-09-30$0.01/sh+37,500$375→ 37,500 total(indirect: By LLC)Exercise: $0.01From: 2011-09-30Exp: 2012-03-31→ Common Stock (37,500 underlying)
Holdings
- 36,000(indirect: By LLC)
Common Stock
- 7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2017-05-01→ Common Stock (7,500 underlying) - 107,952
Common Stock
- 15,000
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F3]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
Documents
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001475394
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 11:31 AM ET
- Size
- 19.0 KB