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4//SEC Filing

WAGENHEIM STEVEN J 4

Accession 0001181431-11-052455

CIK 0001048620other
View on SEC.govCompany Profile

Filed

Oct 10, 8:00 PM ET

Accepted

Oct 11, 4:26 PM ET

Size

17.0 KB

Accession

0001181431-11-052455

Insider Transaction Report

Form 4
Period: 2011-10-06
GRANITE CITY FOOD & BREWERY LTDGCFB
WAGENHEIM STEVEN J
DirectorPresident/CEO
Transactions
  • Other

    Common Stock

    2011-10-06−13,854→ 83,125 total(indirect: See footnote)
Holdings

  • Stock Option (right to buy)

    Exercise: $2.00From: 2011-12-28Exp: 2013-02-11→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (right to buy)

    Exercise: $2.00From: 2011-12-28Exp: 2017-04-13→ Common Stock (16,666 underlying)
    16,666

  • Stock Option (right to buy)

    Exercise: $2.00From: 2011-12-28Exp: 2013-10-24→ Common Stock (8,333 underlying)
    8,333

  • Stock Option (right to buy)

    Exercise: $2.25Exp: 2020-05-26→ Common Stock (75,000 underlying)
    75,000

  • Stock Option (right to buy)

    Exercise: $2.00Exp: 2020-12-28→ Common Stock (69,958 underlying)
    69,958

  • Common Stock

    15,574

  • Stock Option (right to buy)

    Exercise: $2.00From: 2011-12-28Exp: 2011-12-30→ Common Stock (4,166 underlying)
    4,166

  • Stock Option (right to buy)

    Exercise: $1.08Exp: 2019-04-02→ Common Stock (12,500 underlying)
    12,500

  • Stock Option (right to buy)

    Exercise: $2.00From: 2011-12-28Exp: 2015-03-15→ Common Stock (25,000 underlying)
    25,000
Footnotes (5)
  • [F1]Brewing Ventures LLC, a Minnesota limited liability company, distributed 13,854 shares of the issuer's Common Stock to Timothy Cary, one of Brewing Ventures' members, in a redemption of his interest in Brewing Ventures.
  • [F2]Steven J. Wagenheim is a member of Brewing Ventures LLC and owns approximately 71.4% of its membership interests. As a result, Mr. Wagenheim may be deemed to be the indirect beneficial owner of the securities held by such entity.
  • [F3]This option vests in three equal annual installments commencing on December 28, 2011.
  • [F4]This option vests in four equal installments on August 25, 2010, May 26, 2011, May 26, 2012 and May 26, 2013.
  • [F5]This option vests in three equal annual installments commencing on April 2, 2010.

Documents

1 file

Issuer

GRANITE CITY FOOD & BREWERY LTD

CIK 0001048620

→
Entity typeother

Related Parties

1
  • filerCIK 0001208885

Filing Metadata

Form type
4
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 4:26 PM ET
Size
17.0 KB
View on SEC.gov