ECB BANCORP INC·4

Oct 14, 3:37 PM ET

LAMB JOSEPH T JR 4

4 · ECB BANCORP INC · Filed Oct 14, 2011

Insider Transaction Report

Form 4
Period: 2011-10-14
Transactions
  • Purchase

    Common Stock

    2011-10-14$10.00/sh+1,544$15,44040,752 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    38,067
  • Common Stock

    (indirect: By Children)
    700
  • Common Stock

    (indirect: By: Paula Ann Corporation)
    2,200
  • Common Stock

    (indirect: By: Lake Drive Corporation)
    3,200
  • Common Stock

    (indirect: By: Zee R. Rochelle Inc.)
    3,525
  • Common Stock

    (indirect: By LLC)
    3,100
Footnotes (3)
  • [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  • [F2]The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.
  • [F3]Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Documents

1 file
  • 4
    rrd323919.xmlPrimary

    OCTOBER 14, 2011 FORM 4