4//SEC Filing
JACOBS JOHN 4
Accession 0001181431-11-053935
CIK 0001120193other
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 3:37 PM ET
Size
22.6 KB
Accession
0001181431-11-053935
Insider Transaction Report
Form 4
JACOBS JOHN
Executive Vice President
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-10-28−12,490→ 3,965 totalExercise: $13.38Exp: 2012-07-24→ Common Stock (12,490 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-10-27−13,245→ 16,455 totalExercise: $13.38Exp: 2012-07-24→ Common Stock (13,245 underlying) - Sale
Common Stock, par value $0.01 per share
2011-10-27$26.00/sh−13,245$344,370→ 161,237 total - Sale
Common Stock, par value $0.01 per share
2011-10-28$26.00/sh−12,490$324,740→ 161,237 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2011-10-27$13.38/sh+13,245$177,218→ 174,482 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2011-10-28$13.38/sh+12,490$167,116→ 173,727 total
Holdings
- 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 22,663
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (22,663 underlying) - 32,558
Employee Stock Option (Right to Buy)
Exercise: $35.92Exp: 2016-12-13→ Common Stock (32,558 underlying) - 100,000
Employee Stock Option (Right to Buy)
Exercise: $9.15Exp: 2014-02-18→ Common Stock (100,000 underlying) - 200,000
Employee Stock Option (Right to Buy)
Exercise: $7.35Exp: 2014-11-15→ Common Stock (200,000 underlying) - 22,564
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying) - 45,528
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (45,528 underlying)
Footnotes (10)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2011.
- [F10]Options exercisable as to 100%.
- [F2]Represents (i) 14,000 shares acquired upon the exercise of vested stock options, (ii) 67,620 shares or units of restricted stock, of which 32,620 are vested, (iii) 62,888 unvested shares underlying PSUs and (iv) 16,729 shares purchased under the Employee Stock Purchase Plan.
- [F3]Options exercisable as to 100%.
- [F4]Options exercisable as to 100%.
- [F5]Options exercisable as to 100%.
- [F6]Options exercisable on March 4, 2014.
- [F7]Options exercisable on December 17, 2012.
- [F8]Options exercisable on March 28, 2015, subject to accelerated vesting on March 28, 2014, or extension of vesting until March 28, 2016, depending on the achievement of performance goals.
- [F9]Options exercisable as to 100%.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001240163
Filing Metadata
- Form type
- 4
- Filed
- Oct 30, 8:00 PM ET
- Accepted
- Oct 31, 3:37 PM ET
- Size
- 22.6 KB