4//SEC Filing
Smithson Lisa 4
Accession 0001181431-11-054494
CIK 0001370914other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 1:26 PM ET
Size
14.5 KB
Accession
0001181431-11-054494
Insider Transaction Report
Form 4
Smithson Lisa
Director
Transactions
- Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+1,250$13→ 1,250 totalExercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (1,250 underlying) - Purchase
Series C Convertible Preferred Stock
2011-06-30$1000.00/sh+1$1,000→ 0 total - Purchase
Serices C Convertible Preferred Stock
2011-06-30$1000.00/sh+9$9,000→ 0 total(indirect: By Trust) - Other
Common Stock Warrant (right to buy)
2011-06-30$0.01/sh+11,250$113→ 11,250 total(indirect: By Trust)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (11,250 underlying)
Holdings
- 756
Common Stock
- 9,002(indirect: By Trust)
Common Stock
- 7,500
Option
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying)
Footnotes (5)
- [F1](1) The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F3](1) The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F5]On June 30, 2011 the reporting person mistakenly filed a Form 4 reporting a per share purchase price of $9000 for shares of Series C Convertible Preferred Stock. The correct amount should have been $1000 per share.
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001475695
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 1:26 PM ET
- Size
- 14.5 KB