Smithson Lisa 4

4 · Florida Bank Group, Inc. · Filed Nov 3, 2011

Form 4

Period: 2011-11-03

Director

Transactions

Exercise/Conversion
Common Stock
2011-11-03$0.01/sh+11,250$113→ 11,250 total(indirect: By Trust)
Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-03−1,250→ 0 total
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (1,250 underlying)
Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-03−11,250→ 0 total(indirect: By Trust)
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (11,250 underlying)
Exercise/Conversion
Common Stock
2011-11-03$0.01/sh+1,250$13→ 1,250 total

Holdings

Series C Convertible Preferred Stock
1
Option
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying)
7,500
Common Stock
756
Common Stock
(indirect: By Trust)
9,002
Series C Convertible Preferred Stock
(indirect: By Trust)
9

Footnotes (5)

[F1](1) The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F3](1) The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F5]Non-transferrable stock purchase warrants exercised

Documents

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