Lee Lewis S JR 4

4 · Florida Bank Group, Inc. · Filed Nov 3, 2011

Form 4

Period: 2011-11-03

Director

Transactions

Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-03−6,250→ 0 total
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (6,250 underlying)
Exercise/Conversion
Common Stock
2011-11-03$0.01/sh+6,250$63→ 6,250 total
Exercise/Conversion
Common Stock
2011-11-03$0.01/sh+62,500$625→ 62,500 total(indirect: By Spouse)
Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-03−62,500→ 0 total(indirect: By Spouse)
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (62,500 underlying)

Holdings

Common Stock
4,525
Options
Exercise: $17.50From: 2008-12-31Exp: 2017-11-13→ Common Stock (7,500 underlying)
7,500
Common Stock
(indirect: By Spouse)
47,583
Series C Convertible Preferred Stock
5
Series C Convertible Preferred Stock
(indirect: By Spouse)
50
Options
Exercise: $16.50From: 2008-12-31Exp: 2018-04-01→ Common Stock (7,500 underlying)
7,500

Footnotes (8)

[F1]Beneficial ownership disclaimed
[F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F3]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F5]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F6]Beneficial ownership disclaimed
[F7]Beneficial ownership disclaimed
[F8]Non-transferrable stock purchase warrant exercised

Documents

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