4//SEC Filing
Lee Lewis S JR 4
Accession 0001181431-11-054513
CIK 0001370914other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 3:10 PM ET
Size
17.1 KB
Accession
0001181431-11-054513
Insider Transaction Report
Form 4
Lee Lewis S JR
Director
Transactions
- Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-03−6,250→ 0 totalExercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (6,250 underlying) - Exercise/Conversion
Common Stock
2011-11-03$0.01/sh+6,250$63→ 6,250 total - Exercise/Conversion
Common Stock
2011-11-03$0.01/sh+62,500$625→ 62,500 total(indirect: By Spouse) - Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-03−62,500→ 0 total(indirect: By Spouse)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (62,500 underlying)
Holdings
- 4,525
Common Stock
- 7,500
Options
Exercise: $17.50From: 2008-12-31Exp: 2017-11-13→ Common Stock (7,500 underlying) - 47,583(indirect: By Spouse)
Common Stock
- 5
Series C Convertible Preferred Stock
- 50(indirect: By Spouse)
Series C Convertible Preferred Stock
- 7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2018-04-01→ Common Stock (7,500 underlying)
Footnotes (8)
- [F1]Beneficial ownership disclaimed
- [F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F3]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F5]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F6]Beneficial ownership disclaimed
- [F7]Beneficial ownership disclaimed
- [F8]Non-transferrable stock purchase warrant exercised
Documents
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001475350
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 3:10 PM ET
- Size
- 17.1 KB