Johan Paul C. 4
4 · Florida Bank Group, Inc. · Filed Nov 8, 2011
Insider Transaction Report
Form 4
Johan Paul C.
Director
Transactions
- Exercise/Conversion
Common Stock
2011-11-08$0.01/sh+103,750$1,038→ 103,750 total(indirect: By Ballast Point Ventures LP) - Exercise/Conversion
Common Stock
2011-11-08$0.01/sh+5,000$50→ 5,000 total(indirect: By Ballast Point Ventures, EF, LP) - Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-08−103,750→ 0 total(indirect: By Ballast Point Ventures, L.P.)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (103,750 underlying) - Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-08−5,000→ 0 total(indirect: By Ballant Point Ventures, EF, L.P.)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (5,000 underlying)
Holdings
- 236,890(indirect: By Ballast Point Ventures, L.P.)
Common Stock
- 83(indirect: By Ballast Point Ventures, L.P.)
Series C Convertible Preferred Stock
- 12,667(indirect: By Ballast Point Ventures, EF, L.P.)
Common Stock
- 4(indirect: By Ballast Point Ventures, EF, L.P.)
Series C Convertible Preferred Stock
- 7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying)
Footnotes (5)
- [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F3]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F5]Non-transferrable stock purchase warrant exercised