O NEILL SHANE 4

Accession 0001181431-11-055388

CIK 0001316631other

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 5:51 PM ET

Size

25.6 KB

Accession

0001181431-11-055388

Form 4

Period: 2011-11-04

President-chellomedia & CSO

Transactions

Sale
Series C common stock
2011-11-08$39.17/sh−13,721$537,438→ 8,847 total
Disposition to Issuer
Series C common stock
2011-11-04$39.53/sh−40,730$1,610,057→ 155,929 total
Tax Payment
Series C common stock
2011-11-04$39.53/sh−5,005$197,848→ 150,924 total
Sale
Series A common stock
2011-11-08$40.99/sh−14,661$600,940→ 8,847 total
Exercise/Conversion
Stock Appreciation Rights
2011-11-04−59,456→ 0 total
Exercise: $27.48Exp: 2017-05-01→ Series A Common (59,456 underlying)
Disposition to Issuer
Series A common stock
2011-11-04$41.42/sh−39,446$1,633,853→ 160,210 total
Tax Payment
Series A common stock
2011-11-04$41.42/sh−5,349$221,556→ 154,861 total
Exercise/Conversion
Series C common stock
2011-11-04$27.08/sh+59,456$1,610,068→ 196,659 total
Sale
Series C common stock
2011-11-04$39.30/sh−128,356$5,044,134→ 22,568 total
Exercise/Conversion
Series A common stock
2011-11-04$27.48/sh+59,456$1,633,851→ 199,656 total
Sale
Series A common stock
2011-11-04$41.23/sh−131,353$5,415,947→ 23,508 total
Exercise/Conversion
Stock Appreciation Rights
2011-11-04−59,456→ 0 total
Exercise: $27.08Exp: 2017-05-01→ Series C Common (59,456 underlying)

Footnotes (6)

[F1]Stock withheld in payment of taxes.
[F2]The price reflects a weighted average of sales made at prices ranging from $40.75 to $41.60. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
[F3]The price reflects a weighted average of sales made at prices ranging from $38.85 to $39.715. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
[F4]The price reflects a weighted average of sales made at prices ranging from $40.871 to $41.093. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
[F5]The price reflects a weighted average of sales made at prices ranging from $39.06 to $39.37. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
[F6]The SAR is immediately exercisable.

Documents

2 files

Liberty Global, Inc.

CIK 0001316631

Entity typeother