Tomm Charles B. 4

4 · Florida Bank Group, Inc. · Filed Nov 9, 2011

Form 4

Period: 2011-11-09

Director

Transactions

Exercise/Conversion
Common Stock
2011-11-09$0.01/sh+20,000$200→ 20,000 total
Exercise/Conversion
Common Stock
2011-11-09$0.01/sh+55,000$550→ 55,000 total
Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-09−20,000→ 0 total
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock Warrant (right to buy)
2011-11-09−55,000→ 0 total
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (55,000 underlying)

Holdings

Series C Convertible Preferred Stock
16
Options
Exercise: $17.50From: 2008-12-31Exp: 2017-11-13→ Common Stock (7,500 underlying)
7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2018-04-01→ Common Stock (7,500 underlying)
7,500
Common Stock
51,288
Series C Convertible Preferred Stock
44

Footnotes (8)

[F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F3]Held Jointly with Spouse
[F4]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F5]Held Jointly with Spouse
[F6]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F7]Non-transferrable stock purchase warrant exercised
[F8]37,918 shares held jointly with spouse.

Documents

1 file