Home/Filings/4/0001181431-11-055518
4//SEC Filing

Tomm Charles B. 4

Accession 0001181431-11-055518

CIK 0001370914other

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 11:31 AM ET

Size

16.0 KB

Accession

0001181431-11-055518

Insider Transaction Report

Form 4
Period: 2011-11-09
Transactions
  • Exercise/Conversion

    Common Stock

    2011-11-09$0.01/sh+20,000$20020,000 total
  • Exercise/Conversion

    Common Stock

    2011-11-09$0.01/sh+55,000$55055,000 total
  • Exercise/Conversion

    Common Stock Warrant (right to buy)

    2011-11-0920,0000 total
    Exercise: $0.01From: 2011-06-30Exp: 2012-03-31Common Stock (20,000 underlying)
  • Exercise/Conversion

    Common Stock Warrant (right to buy)

    2011-11-0955,0000 total
    Exercise: $0.01From: 2011-06-30Exp: 2012-03-31Common Stock (55,000 underlying)
Holdings
  • Series C Convertible Preferred Stock

    16
  • Options

    Exercise: $17.50From: 2008-12-31Exp: 2017-11-13Common Stock (7,500 underlying)
    7,500
  • Options

    Exercise: $16.50From: 2008-12-31Exp: 2018-04-01Common Stock (7,500 underlying)
    7,500
  • Common Stock

    51,288
  • Series C Convertible Preferred Stock

    44
Footnotes (8)
  • [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  • [F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
  • [F3]Held Jointly with Spouse
  • [F4]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  • [F5]Held Jointly with Spouse
  • [F6]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
  • [F7]Non-transferrable stock purchase warrant exercised
  • [F8]37,918 shares held jointly with spouse.

Issuer

Florida Bank Group, Inc.

CIK 0001370914

Entity typeother

Related Parties

1
  • filerCIK 0001475415

Filing Metadata

Form type
4
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 11:31 AM ET
Size
16.0 KB