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4//SEC Filing

SLAKEY WILLIAM R 4

Accession 0001181431-11-055921

CIK 0000031347other

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 1:12 PM ET

Size

9.7 KB

Accession

0001181431-11-055921

Insider Transaction Report

Form 4
Period: 2011-11-10
SLAKEY WILLIAM R
Executive VP and CFO
Transactions
  • Award

    Performance Shares

    2011-11-10+50,00050,000 total
    Exp: 2015-04-01Common Stock (50,000 underlying)
  • Award

    Stock Appreciation Right

    2011-11-10+100,000100,000 total
    Exercise: $5.53Exp: 2016-11-10Common Stock (100,000 underlying)
  • Award

    Performance Shares

    2011-11-10+50,00050,000 total
    Exp: 2015-11-10Common Stock (50,000 underlying)
Footnotes (4)
  • [F1]Pursuant to the Issuer's 1997 Stock Plan (the "Plan") the Reporting Person was granted stock appreciation rights with respect to 100,000 shares. 1/4th of such shares will vest on November 10, 2012 and on each one year anniversary thereafter.
  • [F2]Each performance share represents the right to receive one share of the Issuer's Common Stock.
  • [F3]Pursuant to the Plan the Reporting Person was granted 50,000 performance shares. 1/4th of such shares will vest on November 10, 2012 and on each one year anniversary thereafter.
  • [F4]Pursuant to the Plan the Reporting Person was granted 50,000 performance shares. 1/4th of such shares will vest on November 10, 2012 and on each one year anniversary thereafter and in each case subject to the satisfaction of certain performance criteria.

Issuer

ECHELON CORP

CIK 0000031347

Entity typeother

Related Parties

1
  • filerCIK 0001258527

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 1:12 PM ET
Size
9.7 KB