ZBB ENERGY CORP·4

Nov 14, 4:13 PM ET

STANKIEWICZ CHARLES W 4

4 · ZBB ENERGY CORP · Filed Nov 14, 2011

Insider Transaction Report

Form 4
Period: 2011-11-09
STANKIEWICZ CHARLES W
DirectorExecutive VP - Operations
Transactions
  • Award

    Stock Option (right to buy)

    2011-11-09+400,000400,000 total
    Exercise: $0.79From: 2012-11-09Exp: 2019-11-09Common Stock (400,000 underlying)
  • Award

    Stock Option (right to buy)

    2011-11-09+100,000100,000 total
    Exercise: $0.79From: 2012-11-09Exp: 2019-11-09Common Stock (100,000 underlying)
Holdings
  • Common Stock

    0
Footnotes (2)
  • [F1]These options will vest and become exercisable over three years with the first one-third vesting on November 9, 2012 and the remaining two-thirds vesting in 24 equal monthly installments beginning on December 9, 2012
  • [F2]Subject to the achievement of certain performance vesting conditions, these options will vest and become exercisable in two equal annual installments beginning June 30, 2012.

Documents

1 file
  • 4
    rrd325674.xmlPrimary

    NOVEMBER 2011 INDUCEMENT OPTIONS