4//SEC Filing
Payne Richard A 4
Accession 0001181431-11-055988
CIK 0001140310other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 4:32 PM ET
Size
10.1 KB
Accession
0001181431-11-055988
Insider Transaction Report
Form 4
Payne Richard A
Director
Transactions
- Award
Restricted Stock Units
2011-11-09+93,506→ 93,506 totalExercise: $0.00→ Common Stock (93,506 underlying)
Holdings
- 54,659
Common Stock
- 93,661(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Includes (i) 75,043 shares held by an affiliate of Mr. Payne, Geizo Pty. Ltd, as trustee for RA Payne Family Trust, (ii) 17,206 shares held by Geizo Pty. Ltd as trustee for the RA Payne Super Fund and (iii) 1,412 shares held by the Emery Family Trust.
- [F2]Each restricted stock unit represents a contingent right to receive one share of ZBB Energy Corporation common stock. Restricted stock units that become earned and vested are payable at the earlier of (i) six months following separation from service and (ii) the date of a change in control.
- [F3]Represents restricted stock unit award granted pursuant to the company's director compensation policy.
- [F4]The restricted stock units vest as follows: 25% vest on the date of grant and the remaining units vest in three equal installments on each of March 31, 2012, June 30, 2012 and September 30, 2012, respectively.
Issuer
ZBB ENERGY CORP
CIK 0001140310
Entity typeother
Related Parties
1- filerCIK 0001403758
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 4:32 PM ET
- Size
- 10.1 KB