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4//SEC Filing

KATHOL ROBERT F 4

Accession 0001181431-11-056599

CIK 0001056903other
View on SEC.govCompany Profile

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 5:28 PM ET

Size

16.7 KB

Accession

0001181431-11-056599

Insider Transaction Report

Form 4
Period: 2011-11-15
AMERICAN STATES WATER COAWR
KATHOL ROBERT F
Director
Transactions
  • Exercise/Conversion

    Common Shares

    2011-11-15$22.75/sh+1,000$22,750→ 17,409.56 total
  • Exercise/Conversion

    Stock Options

    2011-11-15−1,000→ 0 total
    Exercise: $22.75From: 2004-05-11Exp: 2014-05-10→ Common Shares (1,000 underlying)
  • Sale

    Common Shares

    2011-11-15$35.48/sh−1,600$56,774→ 16,409.56 total
  • Exercise/Conversion

    Stock Options

    2011-11-15−1,000→ 0 total
    Exercise: $25.40From: 2003-05-20Exp: 2013-05-19→ Common Shares (1,000 underlying)
  • Exercise/Conversion

    Common Shares

    2011-11-15$25.40/sh+1,000$25,400→ 18,009.56 total
  • Award

    Common Shares

    2011-11-10$34.99/sh+82.817$2,898→ 17,009.56 total
  • Award

    Common Shares

    2011-05-12$34.02/sh+90.745$3,087→ 16,842.872 total
  • Award

    Common Shares

    2011-08-11$34.27/sh+83.872$2,874→ 16,926.743 total
  • Sale

    Common Shares

    2011-11-15$35.48/sh−400$14,192→ 17,009.56 total
Footnotes (3)
  • [F1]DER units credited on 5/12/2011 as dividend at FMV
  • [F2]DER units credited on 8/11/2011 as dividend at FMV
  • [F3]DER units credited on 11/10/2011 as dividend at FMV

Documents

1 file

Issuer

AMERICAN STATES WATER CO

CIK 0001056903

→
Entity typeother

Related Parties

1
  • filerCIK 0001195395

Filing Metadata

Form type
4
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 5:28 PM ET
Size
16.7 KB
View on SEC.gov