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AMERICAN STATES WATER CO·4

Nov 16, 5:28 PM ET

KATHOL ROBERT F 4

4 · AMERICAN STATES WATER CO · Filed Nov 16, 2011

Insider Transaction Report

Form 4

Period: 2011-11-15

AMERICAN STATES WATER COAWR

KATHOL ROBERT F

Director

Transactions

Exercise/Conversion
Common Shares
2011-11-15$22.75/sh+1,000$22,750→ 17,409.56 total
Exercise/Conversion
Stock Options
2011-11-15−1,000→ 0 total
Exercise: $22.75From: 2004-05-11Exp: 2014-05-10→ Common Shares (1,000 underlying)
Sale
Common Shares
2011-11-15$35.48/sh−1,600$56,774→ 16,409.56 total
Exercise/Conversion
Stock Options
2011-11-15−1,000→ 0 total
Exercise: $25.40From: 2003-05-20Exp: 2013-05-19→ Common Shares (1,000 underlying)
Exercise/Conversion
Common Shares
2011-11-15$25.40/sh+1,000$25,400→ 18,009.56 total
Award
Common Shares
2011-11-10$34.99/sh+82.817$2,898→ 17,009.56 total
Award
Common Shares
2011-05-12$34.02/sh+90.745$3,087→ 16,842.872 total
Award
Common Shares
2011-08-11$34.27/sh+83.872$2,874→ 16,926.743 total
Sale
Common Shares
2011-11-15$35.48/sh−400$14,192→ 17,009.56 total

Footnotes (3)

[F1]DER units credited on 5/12/2011 as dividend at FMV
[F2]DER units credited on 8/11/2011 as dividend at FMV
[F3]DER units credited on 11/10/2011 as dividend at FMV

Documents

1 file

4
rrd325995.xmlPrimary
FORM 4