4//SEC Filing
Dawson John 4
Accession 0001181431-11-057540
CIK 0001357204other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 12:46 PM ET
Size
10.5 KB
Accession
0001181431-11-057540
Insider Transaction Report
Form 4
Dawson John
Chief Development Officer
Transactions
- Award
Option to purchase Common Stock
2011-11-22+7,021→ 29,755 totalExercise: $7.31Exp: 2021-03-09→ Common Stock (7,021 underlying) - Sale
Common Stock
2011-11-22$24.72/sh−45,135$1,115,886→ 104,174 total - Award
Option to purchase Common Stock
2011-11-22+2,808→ 22,734 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (2,808 underlying)
Footnotes (3)
- [F1]On 02/23/2010, the reporting person was granted an option to purchase 12,259 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- [F2]As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 2,808 shares of common stock subject to this option award, resulting in vesting of the option as to 562 shares and an additional 2,246 shares that are eligible to vest in four equal annual installments beginning on 02/23/2012. In total, following this event, the performance criteria has been met with respect to an aggregate of 3,248 shares of common stock subject to this option award, with 649 of such shares vested and the remaining 2,599 of such shares eligible to vest in four equal annual installments beginning on 02/23/2012.
- [F3]On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that begin on 03/09/2012) and performance (investment returns to investment funds affiliated with the Sponsors) criteria. As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 7,021 shares of common stock subject to this option award. In total, following this event, the performance criteria has been met with respect to an aggregate of 8,121 shares of common stock subject to this option award, which are eligible to vest in five equal annual installments beginning on 03/09/2012.
Documents
Issuer
DUNKIN' BRANDS GROUP, INC.
CIK 0001357204
Entity typeother
Related Parties
1- filerCIK 0001522664
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 12:46 PM ET
- Size
- 10.5 KB