4//SEC Filing
Ritacco John E 4
Accession 0001181431-11-057706
CIK 0001350072other
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 4:16 PM ET
Size
8.2 KB
Accession
0001181431-11-057706
Insider Transaction Report
Form 4
Ritacco John E
DirectorPresident and CEO
Transactions
- Purchase
Common Stock, par value $0.01 per share
2011-11-23$7.35/sh+200$1,470→ 21,641 total
Holdings
- 100(indirect: By Son)
Common Stock, par value $0.01 per share
- 1,390(indirect: By Spouse)
Common Stock, par value $0.01 per share
- 225(indirect: Custodian for Amanda J. Ritacco)
Common Stock, par value $0.01 per share
- 10,325(indirect: By IRA)
Common Stock, par value $0.01 per share
Footnotes (3)
- [F1]Includes 20,441 shares of restricted stock granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis, with the fourth installment scheduled to vest on November 28, 2011.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
CMS Bancorp, Inc.
CIK 0001350072
Entity typeother
Related Parties
1- filerCIK 0001390400
Filing Metadata
- Form type
- 4
- Filed
- Nov 27, 7:00 PM ET
- Accepted
- Nov 28, 4:16 PM ET
- Size
- 8.2 KB