4//SEC Filing
Buchanan Kim P. 4
Accession 0001181431-11-058158
CIK 0001370914other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 3:36 PM ET
Size
14.0 KB
Accession
0001181431-11-058158
Insider Transaction Report
Form 4
Buchanan Kim P.
DirectorEVP, Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2011-12-01$0.01/sh+125,000$1,250→ 125,000 total - Exercise/Conversion
Common Stock Warrant (right to buy)
2011-12-01−125,000→ 0 totalExercise: $0.01From: 2011-09-30Exp: 2012-03-31→ Common (125,000 underlying)
Holdings
- 61,726
Common Stock
- 50
Series C Convertible Preferred Stock
- 100
Series C Convertible Preferred Stock
- 7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common (7,500 underlying) - 10,000(indirect: By LLC)
Common Stock
- 62,500
Common Stock
- 15,000
Options
Exercise: $15.00From: 2008-12-31Exp: 2016-10-07→ Common (15,000 underlying) - 10,000
Options
Exercise: $10.00From: 2005-11-22Exp: 2012-11-22→ Common (10,000 underlying)
Footnotes (3)
- [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F3]Non-transferrable stock purchase warrant exercised
Documents
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001474163
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 3:36 PM ET
- Size
- 14.0 KB