4//SEC Filing
Luttrell D Scott 4
Accession 0001181431-11-059626
CIK 0001370914other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 3:11 PM ET
Size
16.9 KB
Accession
0001181431-11-059626
Insider Transaction Report
Form 4
Luttrell D Scott
Director
Transactions
- Exercise/Conversion
Common Stock Warrant (right to buy)
2011-12-09−82,500→ 0 total(indirect: By LCM Group Employee Profit Sharing Plan)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (82,500 underlying) - Exercise/Conversion
Common Stock
2011-12-09$0.01/sh+82,500$825→ 82,500 total(indirect: By LCM Group Employee Profit Sharing Plan) - Exercise/Conversion
Common Stock
2011-12-09$0.01/sh+396,250$3,963→ 396,250 total(indirect: By 118 Capital Fund Inc.) - Exercise/Conversion
Common Stock Warrant (right to buy)
2011-12-09−396,250→ 0 total(indirect: By 118 Capital Fund, Inc.)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (396,250 underlying)
Holdings
- 514,775(indirect: By 118 Capital Fund Inc.)
Common Stock
- 508,502(indirect: By Trust)
Common Stock
- 66(indirect: By LCM Group Employee Profit Sharing Plan)
Series C Convertible Preferred Stock
- 317(indirect: By 118 Capital Fund Inc.)
Series C Convertible Preferred Stock
- 7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying) - 62,832(indirect: By LCM Group Inc Employee Profit Sharing Plan)
Common Stock
Footnotes (5)
- [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F3]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F5]Non-transferrable stock purchase warrant exercised.
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001332988
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 3:11 PM ET
- Size
- 16.9 KB