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4//SEC Filing

DALESSANDRO ROCCO J 4

Accession 0001181431-11-060213

CIK 0000072020other

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 4:33 PM ET

Size

10.2 KB

Accession

0001181431-11-060213

Insider Transaction Report

Form 4
Period: 2011-12-09
DALESSANDRO ROCCO J
EVP - Nicor Gas Company
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2011-12-0912,3300 total
    Common Stock (12,330 underlying)
  • Disposition to Issuer

    Common Stock

    2011-12-093,976.8360 total
  • Disposition to Issuer

    Phantom Stock

    2011-12-098,433.350 total
    Common Stock (8,433.35 underlying)
Footnotes (4)
  • [F1]Includes 66.066 shares of common stock acquired in August and November 2011 under the Dividend Reinvestment Plan.
  • [F2]Disposed of pursuant to the Merger Agreement, dated December 6, 2010 (the "Merger Agreement"), by and among Nicor Inc., AGL Resources Inc., Apollo Acquisition Corp. and Ottawa Acquisition LLC, in exchange for $21.20 in cash and 0.8382 of a share ($33.44) of AGL Resources common stock for each share of Nicor Inc. common stock held immediately prior to the Effective Time of the merger.
  • [F3]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Nicor Inc. common stock per the terms in the agreement between Nicor Inc. and the reporting person. The 12,330 total includes the grant of 3,430 RSUs on March 27, 2008; 3,860 RSUs on March 26, 2009; 2,750 RSUs on March 25, 2010; and 2,290 RSUs on March 24, 2011. Pursuant to the Merger Agreement, all RSUs, whether or not vested, are cancelled in exchange for an amount in cash equal to the Cash-Out Amount ($54.64) (as defined in the Merger Agreement) multiplied by the number of shares subject to such RSU immediately prior to the Effective Time of the merger, subject to any withholding of taxes.
  • [F4]Each share of phantom stock represents a contingent right to receive one share of Nicor Inc. common stock, and pursuant to the Merger Agreement, is cancelled, whether or not vested, in exchange for an amount in cash equal to the Cash-Out Amount ($54.64)(as defined in the Merger Agreement) multiplied by the number of shares immediately prior to the Effective Time of the merger, subject to any withholding of taxes.

Issuer

NICOR INC

CIK 0000072020

Entity typeother

Related Parties

1
  • filerCIK 0001205607

Filing Metadata

Form type
4
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 4:33 PM ET
Size
10.2 KB