4//SEC Filing
Dawson John 4
Accession 0001181431-11-060215
CIK 0001357204other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 4:36 PM ET
Size
9.1 KB
Accession
0001181431-11-060215
Insider Transaction Report
Form 4
Dawson John
Chief Development Officer
Transactions
- Award
Option to purchase Common Stock
2011-12-09+250→ 30,005 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (250 underlying) - Award
Option to purchase Common Stock
2011-12-09+625→ 30,630 totalExercise: $7.31Exp: 2021-03-09→ Common Stock (625 underlying)
Footnotes (3)
- [F1]On 02/23/2010, the reporting person was granted an option to purchase 12,259 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- [F2]As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 250 shares of common stock subject to this option award, resulting in vesting of the option as to 50 shares and an additional 200 shares that are eligible to vest in four equal annual installments beginning on 02/23/2012. In total, following this event, the performance criteria has been met with respect to an aggregate of 3,498 shares of common stock subject to this option award, with 699 of such shares vested and the remaining 2,799 of such shares eligible to vest in four equal annual installments beginning on 02/23/2012.
- [F3]On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that begin on 03/09/2012) and performance (investment returns to investment funds affiliated with the Sponsors) criteria. As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 625 shares of common stock subject to this option award. In total, following this event, the performance criteria has been met with respect to an aggregate of 8,746 shares of common stock subject to this option award, which are eligible to vest in five equal annual installments beginning on 03/09/2012.
Documents
Issuer
DUNKIN' BRANDS GROUP, INC.
CIK 0001357204
Entity typeother
Related Parties
1- filerCIK 0001522664
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 4:36 PM ET
- Size
- 9.1 KB