4//SEC Filing
HAWLEY RICHARD L 4
Accession 0001181431-11-060278
CIK 0000072020other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 5:25 PM ET
Size
12.2 KB
Accession
0001181431-11-060278
Insider Transaction Report
Form 4
NICOR INCGAS
HAWLEY RICHARD L
EVP and CFO
Transactions
- Disposition to Issuer
Common Stock
2011-12-09−3,766.479→ 0 total(indirect: By 401 (k) Plan) - Disposition to Issuer
Common Stock
2011-12-09−14,861.886→ 0 total - Disposition to Issuer
Restricted Stock Units
2011-12-09−24,690→ 0 total→ Common Stock (24,690 underlying) - Disposition to Issuer
Phantom Stock
2011-12-09−4,406.488→ 0 total→ Common Stock (4,406.488 underlying)
Footnotes (5)
- [F1]Includes 153.389 shares of common stock acquired in August and November 2011 under the Dividend Reinvestment Plan. Also includes 125.753 shares of common stock acquired August 2011 under the Employee Stock Purchase Plan.
- [F2]Disposed of pursuant to the Merger Agreement, dated December 6, 2010 (the "Merger Agreement"), by and among Nicor Inc., AGL Resources Inc., Apollo Acquisition Corp. and Ottawa Acquisition LLC, in exchange for $21.20 in cash and 0.8382 of a share (insert market value at closing) of AGL Resources common stock for each share of Nicor Inc. common stock held immediately prior to the Effective Time of the merger.
- [F3]Information based on reporting person's 401(k) account balance as of December 9, 2011. Shares disposed of pursuant to the Merger Agreement in exchange for $21.20 in cash and 0.8382 of a share ($33.44) of AGL Resources common stock for each share of Nicor Inc. common stock held immediately prior to the Effective Time of the merger.
- [F4]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Nicor Inc. common stock per the terms in the agreement between Nicor Inc. and the reporting person. The 24,690 total includes the grant of 6,730 RSUs on March 27, 2008; 7,580 RSUs on March 26, 2009; 5,540 RSUs on March 25, 2010; and 4,840 RSUs on March 24, 2011. Pursuant to the Merger Agreement, all RSUs, whether or not vested, are cancelled in exchange for an amount in cash equal to the Cash-Out Amount ($54.64) (as defined in the Merger Agreement) multiplied by the number of shares subject to such RSU immediately prior to the Effective Time of the merger, subject to any withholding of taxes.
- [F5]Each share of phantom stock represents a contingent right to receive one share of Nicor Inc. common stock, and pursuant to the Merger Agreement, is cancelled, whether or not vested, in exchange for an amount in cash equal to the Cash-Out Amount ($54.64)(as defined in the Merger Agreement) multiplied by the number of shares immediately prior to the Effective Time of the merger, subject to any withholding of taxes.
Documents
Issuer
NICOR INC
CIK 0000072020
Entity typeother
Related Parties
1- filerCIK 0001141658
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 5:25 PM ET
- Size
- 12.2 KB