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4//SEC Filing

KNUDSON MARK B 4

Accession 0001181431-11-060870

CIK 0001371217other
View on SEC.govCompany Profile

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 4:51 PM ET

Size

26.0 KB

Accession

0001181431-11-060870

Insider Transaction Report

Form 4
Period: 2011-12-14
EnteroMedics IncETRM
KNUDSON MARK B
DirectorChrmn, Pres & CEO
Transactions
  • Award

    Stock Option (right to buy)

    2011-12-14+200,000→ 200,000 total
    Exercise: $1.90From: 2012-01-14Exp: 2021-12-14→ Common Stock (200,000 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $3.78From: 2009-11-18Exp: 2019-11-18→ Common Stock (20,833 underlying)
    20,833

  • Stock Option (right to buy)

    Exercise: $2.76From: 2004-08-16Exp: 2014-08-16→ Common Stock (11,575 underlying)
    11,575

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $23.68Exp: 2010-11-13→ Common Stock (169 underlying)
    169

  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (25,902 underlying)
    25,902

  • Warrant (Right to Buy)

    (indirect: By Trust)
    Exercise: $8.28From: 2009-08-24Exp: 2013-02-24→ Common Stock (5,498 underlying)
    5,498

  • Stock Option (right to buy)

    Exercise: $2.67From: 2011-08-12Exp: 2021-07-12→ Common Stock (350,000 underlying)
    350,000

  • Common Stock

    (indirect: By Partnership)
    3,215

  • Common Stock

    (indirect: By Trust)
    57,571

  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (33,432 underlying)
    33,432

  • Common Stock

    (indirect: By Trust)
    1,382

  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (50,472 underlying)
    50,472

  • Stock Option (right to buy)

    Exercise: $2.58From: 2011-03-16Exp: 2021-02-16→ Common Stock (350,000 underlying)
    350,000

  • Stock Option (right to buy)

    Exercise: $2.76Exp: 2015-04-27→ Common Stock (7,915 underlying)
    7,915

  • Warrant (Common Stock)

    Exercise: $2.19→ Common Stock (25,000 underlying)
    25,000

  • Stock Option (right to buy)

    Exercise: $2.76From: 2007-04-20Exp: 2016-04-20→ Common Stock (6,776 underlying)
    6,776

  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29→ Common Stock (44,131 underlying)
    44,131

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $23.68Exp: 2010-11-13→ Common Stock (337 underlying)
    337
Footnotes (9)
  • [F1]32,968 shares vest immediately, of the remaining shares 25% vest on the first anniversary of the date of grant and thereafter at 1/36th per month for 36 months, beginning the date shown.
  • [F2]Currently 100% vested in accordance with achievement of milestone vesting terms.
  • [F3]Vests 25% on the first anniversary of the date of grant and 1/36th per month for 36 months thereafter, beginning the date shown.
  • [F4]Immediately exercisable.
  • [F5]25% vests immediately and the remaining 75% vests on 11/15/2010; 100% of unvested shares become vested upon change in control.
  • [F6]Options vest 33% on date noted and thereafter at 1/24th per month.
  • [F7]Warrant becomes exercisable 181 days from the date of issuance at close of offering.
  • [F8]Warrant expires five years from the date it becomes exercisable.
  • [F9]Vests in increments of 1/48th per month, beginning the date shown.

Documents

1 file

Issuer

EnteroMedics Inc

CIK 0001371217

→
Entity typeother

Related Parties

1
  • filerCIK 0001243513

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:51 PM ET
Size
26.0 KB
View on SEC.gov