Home/Filings/4/0001181431-11-061122
4//SEC Filing

Fowler N. Troy 4

Accession 0001181431-11-061122

CIK 0001370914other

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 4:03 PM ET

Size

16.0 KB

Accession

0001181431-11-061122

Insider Transaction Report

Form 4
Period: 2011-12-19
Transactions
  • Exercise/Conversion

    Common Stock

    2011-12-19$0.01/sh+7,500$757,500 total
  • Exercise/Conversion

    Common Stock Warrant (right to buy)

    2011-12-197,5000 total
    Exercise: $0.01From: 2011-06-30Exp: 2012-03-31Common Stock (7,500 underlying)
  • Exercise/Conversion

    Common Stock

    2011-12-19$0.01/sh+18,750$18818,750 total
  • Exercise/Conversion

    Common Stock Warrant (right to buy)

    2011-12-1918,7500 total
    Exercise: $0.01From: 2011-06-30Exp: 2012-03-31Common Stock (18,750 underlying)
Holdings
  • Series C Convertible Preferred Stock

    15
  • Options

    Exercise: $16.50From: 2008-12-31Exp: 2016-12-15Common Stock (7,500 underlying)
    7,500
  • Options

    Exercise: $16.50From: 2008-12-31Exp: 2018-06-01Common Stock (7,500 underlying)
    7,500
  • Common Stock

    57,396
  • Series C Convertible Preferred Stock

    6
Footnotes (8)
  • [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  • [F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
  • [F3]Held Jointly With Spouse
  • [F4]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  • [F5]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
  • [F6]Held Jointly With Spouse
  • [F7]Non-transferrable stock purchase warrant exercised.
  • [F8]Includes 15,577 held jointly with spouse.

Issuer

Florida Bank Group, Inc.

CIK 0001370914

Entity typeother

Related Parties

1
  • filerCIK 0001475594

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 4:03 PM ET
Size
16.0 KB