Fowler N. Troy 4

4 · Florida Bank Group, Inc. · Filed Dec 19, 2011

Form 4

Period: 2011-12-19

Director

Transactions

Exercise/Conversion
Common Stock
2011-12-19$0.01/sh+7,500$75→ 7,500 total
Exercise/Conversion
Common Stock Warrant (right to buy)
2011-12-19−7,500→ 0 total
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (7,500 underlying)
Exercise/Conversion
Common Stock
2011-12-19$0.01/sh+18,750$188→ 18,750 total
Exercise/Conversion
Common Stock Warrant (right to buy)
2011-12-19−18,750→ 0 total
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (18,750 underlying)

Holdings

Series C Convertible Preferred Stock
15
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (7,500 underlying)
7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2018-06-01→ Common Stock (7,500 underlying)
7,500
Common Stock
57,396
Series C Convertible Preferred Stock
6

Footnotes (8)

[F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F2]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F3]Held Jointly With Spouse
[F4]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
[F5]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
[F6]Held Jointly With Spouse
[F7]Non-transferrable stock purchase warrant exercised.
[F8]Includes 15,577 held jointly with spouse.

Documents

1 file