4//SEC Filing
Dalhouse Warner 4
Accession 0001181431-12-001295
CIK 0001239819other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 3:18 PM ET
Size
6.0 KB
Accession
0001181431-12-001295
Insider Transaction Report
Form 4
Dalhouse Warner
Director
Transactions
- Award
Stock Units
2012-01-03$1.64/sh+1,524.39$2,500→ 29,534.96 total→ Common Stock (1,524.39 underlying)
Footnotes (3)
- [F1]Stock units are convertible into issuer's common stock on a 1-for-1 basis.
- [F2]This grant was made pursuant to the issuer's non-employee director compensation policy. Represents $2,500 awarded to the Reporting Person as a retainer for his service as Chairman of the Compensation Committee of the Board of Directors for the period from January 1, 2012 to March 31, 2012. The number of stock units is equal to $2,500 divided by $1.64, the closing price of the issuer's common stock on the NASDAQ Capital Market on January 3, 2012, the first trading day of the quarter. The Reporting Person elected to receive Chairman fees in stock units.
- [F3]The stock units become issuable in common stock of the issuer at the election of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person.
Documents
Issuer
LUNA INNOVATIONS INC
CIK 0001239819
Entity typeother
Related Parties
1- filerCIK 0001482297
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 3:18 PM ET
- Size
- 6.0 KB