Jochumsen Hans-Ole 4
4 · NASDAQ OMX GROUP, INC. · Filed Jan 5, 2012
Insider Transaction Report
Form 4
Jochumsen Hans-Ole
President
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
[F1]2012-01-03$24.96/sh−10,299$257,063→ 97,994 total
Holdings
- 22,059
Employee Stock Option (Right to Buy)
[F2]Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 39,458
Employee Stock Option (Right to Buy)
[F3]Exercise: $25.07Exp: 2018-12-17→ Common Stock (39,458 underlying) - 33,995
Employee Stock Option (Right to Buy)
[F4]Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying) - 15,771
Employee Stock Option (Right to Buy)
[F5]Exercise: $41.36Exp: 2018-03-24→ Common Stock (15,771 underlying)
Footnotes (5)
- [F1]Represents (i) 50,000 units of restricted stock, of which 15,000 units are vested (ii) 45,545 shares underlying PSUs, of which 7,455 shares are vested and (iii) 2,449 shares purchased pursuant to the Employee Share Purchase Plan.
- [F2]Options exercisable on March 4, 2014.
- [F3]Options exercisable on December 17, 2012.
- [F4]Options exercisable on March 28, 2015, subject to accelerated vesting on March 28, 2014, or extension of vesting until March 28, 2016, depending on the achievement of performance goals.
- [F5]Options exercisable as to 100%.
Signature
/s/ Edward S. Knight, by power of attorney|2012-01-05