BAY PARTNERS X LP 4
4 · Guidewire Software, Inc. · Filed Jan 31, 2012
Insider Transaction Report
Form 4
BAY PARTNERS X LP
10% Owner
Transactions
- Conversion
Common Stock
2012-01-30+9,244,665→ 9,509,648 total - Conversion
Series A Convertible Preferred Stock
2012-01-30−313,281→ 0 total(indirect: Directly owned by Bay Partners X Entrepreneurs Fund, L.P.)→ Common Stock (313,281 underlying) - Conversion
Series C Convertible Preferred Stock
2012-01-30−47,232→ 0 total(indirect: Directly owned by Bay Partners X Entrepreneurs Fund, L.P.)→ Common Stock (47,232 underlying) - Conversion
Common Stock
2012-01-30+511,956→ 526,639 total(indirect: Directly owned by Bay Partners X Entrepreneurs Fund, L.P.) - Conversion
Series B Convertible Preferred Stock
2012-01-30−151,443→ 0 total(indirect: Directly owned by Bay Partners X Entrepreneurs Fund, L.P.)→ Common Stock (151,443 underlying) - Conversion
Series A Convertible Preferred Stock
2012-01-30−5,659,063→ 0 total→ Common Stock (5,659,063 underlying) - Conversion
Series B Convertible Preferred Stock
2012-01-30−2,733,173→ 0 total→ Common Stock (2,733,173 underlying) - Conversion
Series C Convertible Preferred Stock
2012-01-30−852,429→ 0 total→ Common Stock (852,429 underlying)
Footnotes (4)
- [F1]The Series A, Series B, and Series C Convertible Preferred Stock is convertible into Common Stock on a one-for-one basis at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering, and have no expiration date.
- [F2]The securities are held directly by Bay Partners X Entrepreneurs Fund, L.P. Bay Management Company X, LLC is the General Partner of Bay Partners X Entrepreneurs Fund, L.P. Neal Dempsey and Mr. Stuart G Phillips are managing members of Bay Management Company X, LLC and share voting and dispositive power over the shares held of record by Bay Partners X Entrepreneurs Fund, L.P. Mr. Dempsey, a director of the Issuer, and Mr. Phillips, each disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F3]Not applicable.
- [F4]The expiration date is not relevant to the conversion of these securities.