BROADWAY FINANCIAL CORP \DE\·5

Feb 3, 4:31 PM ET

MADDOX ALBERT O 5

5 · BROADWAY FINANCIAL CORP \DE\ · Filed Feb 3, 2012

Insider Transaction Report

Form 5
Period: 2011-12-31
Transactions
  • Award

    Stock Option (Right to Buy)

    2010-01-21$6.00/sh+1,250$7,5001,250 total
    Exercise: $6.00From: 2010-01-21Exp: 2020-01-21Common Stock (1,250 underlying)
Holdings
  • Common Stock

    15,894
  • Stock Option (Right to Buy)

    Exercise: $4.00From: 2009-01-21Exp: 2019-01-21Common Stock (1,875 underlying)
    1,875
Footnotes (2)
  • [F1]These shares are held in the Albert Maddox and Deloise Maddox trust.
  • [F2]This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and January 21, 2010. Fully vested upon granting.

Documents

1 file
  • 5
    rrd332601.xmlPrimary

    ANNUAL STATEMENT OF OWNERSHIP